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Security segregation

Security segregation or client funds, in the context of the securities industry, refers to regulatory rules requiring that customer assets held by a financial institution (generally a brokerage firm) be held separate from assets of the brokerage firm itself in a segregated account and that there is no commingling.

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Security segregation

Nodes13
Edges12
Triples0
Avg. degree1.85
Density0.153846
Components1

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Important terminology

securities customer brokerage segregated broker's books assets segregation client held financial generally separate rule must accounts customers return requirement stock

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